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Upload Documents for Pending Non-Disclosed Broker Clients

Non-Disclosed Brokers can view and upload documents for pending client accounts from the Dashboard.

To view and upload documents for pending Non-Disclosed Broker clients

1. Click Manage Clients > Dashboard.

The Dashboard Open Accounts tab opens. All open client accounts are listed by Account Title, and each account shows the account type, account number, username and account alias, if one exists.

2. Click the Pending Items tab.

3. For any item, click View in the Action column.

4. All documents required for the pending client account are listed along with their status. Click the Upload link for any required document to upload the document.